Chapter 4
Capacitance and Dielectrics

4.1  Capacitance

4.1.1  Definition of Capacitance

Methods of storing energy for the purpose of doing work and directly studying electric fields and their effect on matter was an important focus of research in the mid-1700's. Methods of storing electrical charges for long periods of time were developed, the most important being the creation of the Leydan jar (so-called because it was first created at the University of Leiden in 1746 by one of its professors, Pieter van Musschenbroek). Methods of improving the Leydan jar by simplifying its construction and increasing its capacity for storing charge soon resulted in devices consisting of just two flat metal sheets separated by air. One of the sheets can be charged, then disconnected from all electrically conducting material. The charged sheet induces an equal charge on the second sheet. In its simplest model, any two oppositely charged metal objects separated by a distance forms a "condenser" of charge or a capacitor, as we now say. In order to provide a "figure of merit" for how effective any type of capacitor is at holding charge, we define the capacitance through the relationship


C = Q/V
(4.1.1.1)

The higher the capacitance, the more effective the capacitor is in the following sense: if we look at the relationship between C, Q, and V as defined, we note that the more charge we store per unit of V, the higher the value of C. Since V relates to the amount of work needed to produce the charge Q on the plates of the capacitor, having a high capacitance means we store more charge for less work done in charging. As we will show, capacitance also is a measure of how effective the capacitor is at storing energy, and hence how effective the capacitor can be at doing work after it is charged.

First, let's consider the parallel-plate capacitor as shown in figure 4.1.


Figure 4.1: Two thin plate conductors with fixed distance d, plate area A, and charges +Q on one plate and -Q on the other form a parallel-plate capacitor.

The two conducting plates each have an area A and are separated by a distance d. By using a source of EMF or ElectroMotive Force (a device which moves charges from one point to another), we can drive electrons onto the bottom plate while removing them from the top plate. After the plates are charged, we can, if we wish, remove the EMF source and the plates, if isolated from any other conducting material will hold their charges for a considerable period of time; years in some cases.

We can evaluate the capacitance for the parallel-plate case by noting that the electric field between the plates is, according to Gauss's Law as applied in previous lectures, constant in magnitude and direction.


Figure 4.2: A parallel-plate capacitor with plate area A and charge Q.

Hence, we know that E = Q/e0A. The voltage between the plates increases in going from the negative to the positive plate and has a magnitude V = Ed. Therefore,
C = Q/V = Q
Qd/e0A
= e0A
d
(4.1.1.2)
Therefore, for the parallel-plate capacitor, the capacitance is proportional only to geometric factors (the area of the plates and the separation distance between them) and the natural constant, e0.


4.1.2 Batteries and Capacitor

We note that we are more familiar with the concept of storing electrical energy in batteries. Hence, it makes some sense to distinguish between batteries and capacitors. The purpose of a battery is to use chemical (or other) processes to produce the EMF needed to move charges around. This is done by using the chemical or other process to maintain a constant potential between the poles (i.e. the positive and negative parts of the battery). This constant potential provides the EMF for moving charges from one conductor of a capacitor to another, for example. Hence, this is the principal distinguishing feature of a battery and a capacitor: a battery maintains a constant potential difference between it's poles whereas a capacitor can maintain a potential difference between its positive and negatively charged conductors, but there is no need for that potential difference to be constant - the potential difference depends on the magnitude of the charge on the conductors! Thus, while batteries store energy, capacitors store both energy and charge. The motion of charges can be quite rapid and readily controlled hence capacitors can be used for electrical energy storage that requires timing as part of its function. Batteries are generally not good for this purpose.


4.1.3 Energy Storage in Capacitors

We can now talk about the energy stored in the electric field of or, equivalently, stored in the arrangement of electric charges within the capacitor. Again, we use the parallel-plate capacitor because it is reasonably simple. First, note that we will use schematic representations of circuit elements to save drawing time. For a source of EMF, or voltage that can move charges, we have the symbol in figure .


Figure 4.3: Symbol for a source of EMF within a circuit.

To calculate the energy stored, we hook the EMF source to a capacitor, e.g. by closing a switch that allows conducting lines to link the EMF source and a capacitor together.


Figure 4.4: Closing a switch to charge a capacitor.

As soon as the EMF source is able to push charge onto the capacitor plates, it does so by stealing electrons from the top plate of the capacitor and pushing them onto the bottom plate. As soon as the first infinitesimal bit of charge hits the capacitor, an electric field is created between the plates. Although the field is also infinitesimally small, it still produces a voltage (again, infinitesimally small). This voltage operates opposite to the direction that charge is flowing, i.e. the capacitor voltage tends to push positive charge in the counter-clockwise direction while the EMF source pushes it in the clockwise direction. Since the EMF source has a much higher voltage, it succeeds in pushing more charge onto the plates of the capacitor. As the charge continues to build though, the electric field strength, and hence the voltage across the plates of the capacitor, continues to build. When the capacitor voltage equals that of the EMF source, charge flow stops and the situation is static. At this point, the voltage across C is just V0, the same as that across the EMF source.

To find the amount of work done by the battery to bring this situation about, let's translate the above description into calc-speak, i.e say it mathematically. The first bit of charge to arrives takes no work on the part of the EMF source assuming that C is initially uncharged. This bit of charge on C causes a potential V¢ to appear across C. The next infinitesimal bit of charge, dq, coming through the EMF source must have work done on it to push it against the potential from C. This work is just dW = dq V¢. Now we can integrate to see what the total work is to get V¢ up to V0.
W
=
ó
õ
dW = ó
õ
V0

0 
V¢ dq
=
ó
õ
V0

0 
V¢(C dV¢)
W
=
1
2
CV02
(4.1.3.3)
We can write this in a couple of other forms if we note that C = Q/V0 for this case:
W = 1
2
CV02 = 1
2
QV0 = 1
2
Q2/C
(4.1.3.4)
These results were derived for the parallel-plate case but are general for a capacitor with any geometry. Since the work done is also equal to the potential energy stored for a system subject only to conservative forces, we note that the work done on the charges to get them to the capacitor plates also represents the potential energy of the charged capacitor, i.e. its ability to do work. Another task of importance will be understanding the connection between the potential energy in the arrangement of charges on the capacitor plates and its connection to the electric field. Again, we can use the parallel-plate to provide a solution which holds generally. Assume we were interested not in knowing the potential energy of C, but of the energy density or potential energy per unit volume between its plates. The potential energy divided by the volume provides this, so
u
=
U
volume
=
U
Ad
=
CV02
2Ad
=
1
2
e0A
d
V02
Ad
=
1
2
e0 æ
ç
è
V0
d
ö
÷
ø
2

 
u
=
1
2
e0E2
(4.1.3.5)
This represents the potential energy per unit volume of free space (i.e. vacuum) when an electric field of magnitude E is created in that unit volume. It also represents the work done per unit volume to establish a field of magnitude E in that space. Hence we see the role of e0  as signifying the effort needed to establish an electric field in a volume of empty space. Hence the name for e0, the permittivity of free space.


4.1.4 Filling the Gap - Dielectrics

We originally started the discussion of capacitors by noting their importance as a means for storing charge (and hence electrical energy) that could be used to do work or make studies of the electric field. As such, there was a continual push to develop capacitors of larger charge-storing capability. There are practical limitations to storing charge in that the electric field between the parallel plates of a capacitor, and hence the electric potential, goes up as the charge goes up. At a certain point, the air gap between the plates breaks down, i.e. the nitrogen in the air is ionized, becomes conducting, and therefore provides a path that enables the plates to short out. One can also decrease the distance between the plates. Since the potential across the plates goes as Ed = Qd/e0A, reducing d decreases V  for a given value of Q on the plates. This has practical limitations in keeping the distance between the plates uniform over the area. To see why keeping the plates apart is a problem, let's calculate the force between the plates. First, look at figure  below showing a parallel-plate capacitor with a separation distance x between the plates. To pull the plates apart by an additional infinitesimal distance dx, we need to exert a force because the positive and negative charge plates attract one another.


Figure 4.5: The mutual forces on capacitor plates means that it takes work to separate them.

To be formal about this, note that the potential energy of the original capacitor is
U = 1
2
qV = 1
2
q qx
e0A
= 1
2
q2x
e0A
(4.1.4.6)
After the separation, the new potential energy is (note that the charge on the plates cannot change since there is no where for the charges to go)
U + dU = 1
2
qV¢ = 1
2
q q(x + dx)
e0A
= 1
2
q2(x + dx)
e0A
(4.1.4.7)
To find the force necessary to produce this separation, find the difference in potential energy and divide both sides by the differential distance, dx.
(U + dU) - U = dU
=
1
2
q2 dx
e0A
Þ
dU
dx
=
1
2
q2
e0A
- dU
dx
= F
=
- q2
2e0A
= - 1
2
C
x
V2
(4.1.4.8)
The negative sign on the right-hand side indicates that the force is indeed attractive as we thought. The fact that it is non-zero indicates that plates have to be held apart, especially if the charge on them is to be large. Note also that the force increases as the square of the potential difference between the plates and inversely as the distance between them, hence attempting to increase the capacitance by reducing the distance between the plates only increases the force needed to keep them apart.

So, how do we get around the essential constraints on capacitance? First, note what happens if we take any single, charged parallel-plate capacitor and insert a slab of conducting material into the space between the plates, but do it such that the conducting material does not touch either plate.


Figure 4.6: Conducting material placed inside a capacitor effectively reduces the distance between conductors and thereby increases capacitance for a given charge on the conducting plates.

The conducting material assumes the charge separation as shown in figure 4.6. The electric field above and below the conductor remains the same as before the conducting material was introduced, E = q/e0A because the electric field in the vicinity of the charged plates is unaffected by the presence of the conducting material. The electric field in the conducting material is zero, so the potential from the bottom to the top of the conducting material is the same. Therefore, the potential difference between the bottom and top plates are (note that the spaces between the conductor and the plates are both (d - b)/2)
V¢ = q(d - b)
2e0A
+ q(d - b)
2e0A
= q(d - b)
e0A
.
(4.1.4.9)
If we find the capacitance for the arrangement with the conductor inside, we get
C¢ = q
V¢
= e0A
d - b
(4.1.4.10)
If we compare this to the original capacitance without the conductor in the middle, C = q/V = e0A/d, we see that the capacitance has gone up with the introduction of the conductor. Effectively, we have reduced the gap between conducting surfaces.

This still doesn't help, technologically speaking, with making better capacitances, because we still have to keep the conductor from touching the plates of the capacitor. To get around this, we need something that reduces the electric field magnitude in the volume of space between the plates without allowing for conduction between the plates. The solution is to fill the space between the plates with a dielectric material. Dielectrics are non-conductors that are formulated from molecules which either have permanent electric dipole moments or can be induced to have dipole moments in the presence of an external electric field.


Figure 4.7: A dielectric in an external electric field.

These dielectric molecules align partially with any external electric field. They generate a field of their own within the material. This field opposes that of the external field and therefore reduces the magnitude of E within the material. While not quite as effective as a conductor, this material does not conduct charge between the plates of a conductor and still reduces the voltage as a function of charge on the plates. The reduction factor is referred to as the dielectric constant of the material and is usually represented by the letter K. The electric field produced by the charge on the plates of the capacitor remains E0 = q/e0A in any region between the plates which is not occupied by dielectric. In the region which is occupied by dielectric material, the electric field is E¢ = E0/K  with K > 1, i.e. the electric field magnitude is reduced. Since the potential difference between the plates goes as the electric field times the distance, the lower E¢ (and therefore the higher K is), the more charge can be stored on the plates for a given potential difference. One way to think about the proper use of K is to note that any formula derived for capacitance can be adopted to the case in which a dielectric completely fills the space between the plates of the capacitor by simply replacing every instance of the permittivity, e0, with the value Ke0. Hence, the voltage between the plates of a parallel-plate capacitor in which a material with dielectric constant K  fills the volume between the plates with separation d is
V = qd
Ke0A
.
(4.1.4.11)
The capacitance is C = Ke0A/d, etc. If we apply the above consideration of calculating quantities by replacing e0 with Ke0 to the case in which an empty capacitor with charge q on its plates has a dielectric introduced into it, we find an anomaly.


Figure 4.8: A dielectric material is used to fill the space between parallel plates of a capacitor. The capacitance and voltage are modified but the electric charge on the conducting plates themselves is unchanged. The net surface charge density is reduced due to the dielectric.

Before and after the dielectric is inserted, we have, if we let e = Ke0,

Before insertion After insertion
C = (e0A)/d C¢ = (eA)/d
V = qd/(e0A) V¢ = qd/(eA)
U = 1/2CV2 = (q2d)/(e0A) U¢ = (q2d)/(eA)

Notice that the energy stored has decreased by a factor of K! Where did this energy go? To understand, we again have to turn to forces exerted by the capacitor plates. For any real capacitor we must have fields which bow out at the edges, the so-called fringe fields.


Figure 4.9: The fringe fields at the edge of the capacitor attract the dielectric material and do work to pull the dielectric into the space between the capacitor plates.

As the dielectric is introduced into the fringe field, the dielectric molecules start to align with the external field. This creates an attractive force as the plus charges of the dielectrics are aligned so that they are closest to the negative plate of the capacitor (and of course the same process occurs for the negative dielectric charges and positive plate of the capacitor). The horizontal components of the fringe field yield a horizontal, attractive force which pulls the dielectric into the space between the capacitor plates. The work done by this force in accelerating the dielectric into the capacitor volume decreases the energy stored in the capacitor, thereby lowering the energy stored in the capacitor. Some energy is also converted into electromagnetic radiation and into heat.



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